Application Closing Date
7th February, 2022.
United Bank for Africa Plc (UBA) is one of Africa’s leading financial institutions, with operations in 19 African countries and 3 global financial centres: London, Paris and New York. From a single country organisation founded in 1949 in Nigeria UBA has grown to become a pan-African provider of financial services with over 11 million customers, through close to 1000 business offices and touch points globally.
7th February, 2022.
United Bank for Africa Plc (UBA) is one of Africa’s leading financial institutions, with operations in 19 African countries and 3 global financial centres: London, Paris and New York. From a single country organisation founded in 1949 in Nigeria UBA has grown to become a pan-African provider of financial services with over 11 million customers, through close to 1000 business offices and touch points globally.
We are recruiting to fill the position below:
Job Title: Team Member, Regulatory Liaison
Locations: Enugu and Port Harcourt – Rivers
Job Title: Team Member, Regulatory Liaison
Locations: Enugu and Port Harcourt – Rivers
Resposnibilities
Build and Maintain Cordial Relationships with Law Enforcement Officers:
Build and Maintain Cordial Relationships with Law Enforcement Officers:
- Identify the relevant role players in accordance with business requirements and dependencies
- Build a trust relationship with Law Enforcement Officers
- Compile a database of major role players among the agencies
- Manage relationships in accordance with policies, procedures and legal requirements within the allocated time frames.
Response to Regulators’ Enquiries:
- Ensure to keep proper record of enquiries from Law Enforcement Agencies.
- Ensure that required information are collated and reviewed to be satisfactory
- Transmit such information and documents to the respective LEA.
- Guide staff in honouring LEA invitations and to give evidence on behalf of the bank in courts.
Prompt Rendition of Regulatory Returns:
- Obtain and collate reports and inputs from the various other departments and Units
- Review data/inputs obtained from other departments and Units.
- Ensure that the various reports are prepared and that they meet standard
- Ensure that the reports are transmitted to the respective Regulators.
- Ensure that the TAT is met in rendition of these reports.
Manage Financial Crimes Risks Such as Posed by Bank’s Customers:
- Identify such risks posed by high risk customers in their KYC documentation and other requirements.
- Ensure that complete documentations expected from the customers are obtained for high risk customers.
- Ensure that PEP customers are identified and rated high.
Facilitate in Compliance Training:
- Participate in training staff within the group.
- Ensure that staff abide by Group Policies and relevant laws as applicable.
- Carry out enhanced due diligence on high risk and high profile accounts.
Participate in transaction monitoring and FCY Transfer:
- Investigate and clear transactions identified against specified watch lists Ensure that due diligence are conducted on transfers to high risk countries
- Assist in management of Compliance Helpdesk
- Render advisory support to staff through Compliance Helpdesk.
Provide optimum support from a holistic compliance perspective:
- Provide support to Cluster Compliance Officers.
- Assist in the automation of Compliance Process Application.
Requirements
- Minimum of a University First Degree
- Experience in Operations, Internal Control or Audit & Compliance, External Auditing, Risk Management.
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